RESOURCES

Resources & Compliance Documents

Access all essential forms, policies, and compliance documents. Download what you need to get started or stay compliant.

Essential Forms, Policies & Investor Resources

Access important account forms, compliance documents, regulatory policies, and investor support resources in one place. Easily download the documents you need for registrations, updates, KYC requirements, account services, and regulatory guidance.

CHANGE IN BANK OR DEMAT

Request form for updating your bank account or demat account details linked to your trading account.

CLIENT REGISTRATION FORM

Official new client registration form required to open a trading and demat account with us immediately.

CLIENT UPDATION DETAIL YEARLY

Annual client detail updation form as mandated by regulatory authorities for KYC compliance.

ERROR ACCOUNT POLICY

Policy document outlining the procedures for handling errors in client trading accounts.

FATCA FORM

Foreign Account Tax Compliance Act self-certification form for mandatory regulatory compliance filing.

INACTIVE CLIENT ACTIVATION FORM

Form to reactivate your dormant or inactive trading account and resume market participation.

KYC - NEW INDIVIDUAL FORM

Standard Know Your Customer form required for all individual account registration and identity verification.

NOMINATION FORM

Official form to appoint or change authorized nominees for your trading and demat account.

PMLA POLICY RCML

Comprehensive Prevention of Money Laundering Act policy guidelines followed strictly by our financial firm.

POLICY

Request form for updating your bank account or demat account details linked to your trading account.

CERSAI FORM

New client registration form required to open a trading and demat account with us.

COMPLAINT DATA

Annual client detail updation form as mandated by regulatory authorities for KYC compliance.

CONFLICT OF INTEREST POLICY

Official disclosure on how the company manages potential conflicts within its various business operations.

INTERNAL POLICY & CONTROL

Internal guidelines ensuring secure and compliant operational standards across all departments and client services.

PRIVACY POLICY

Legal document explaining exactly how your personal and financial data is protected and managed.

INVESTOR CHARTER

A comprehensive guide outlining the rights and responsibilities for all individual and corporate investors.

POLICY ON HANDLING GTC

Specific procedures for managing Good Till Cancelled orders effectively within our automated trading system.

DISCLAIMER

Essential legal notices regarding the inherent risks and limitations of all services provided herein.

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Roongta Capitals

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